Healthcare Compliance Checklist

Staying compliant in healthcare is essential to protecting your organization, your patients, and your reputation. Whether you oversee a behavioral health clinic, tribal health program, ambulatory care practice, or community health organization, regulatory requirements are constantly evolving. This healthcare compliance checklist provides a clear, structured way to evaluate the effectiveness of your current compliance program, identify gaps, and support ongoing improvement efforts.

This checklist walks your team through each core component of a strong compliance program, including:

• Pre-Review Preparation
• Compliance Program Evaluation
• Ongoing Monitoring & Reporting
• Performance Measurement & Improvement
• Documentation & Follow-Up

By using this checklist, your organization will be able to:

• Identify compliance strengths and risks
• Improve internal accountability and transparency
• Ensure training, documentation, and controls are up-to-date
• Strengthen your organization’s readiness for audits or surveys
• Build a sustainable, repeatable compliance review process

This structured checklist helps your team stay organized, proactive, and aligned with both regulatory standards and organizational goals. If you need support implementing or improving your compliance program, our consulting team is here to help.